Miriam Rozen
Miriam Rozen is a news reporter who covers the financial industry with a focus on regulatory issues and enforcement actions. She has written extensively about the Financial Industry Regulatory Authority (Finra) and its impact on broker-dealers and investment advisors. Her work has appeared in various publications, including AdvisorHub, where she currently contributes articles on a regular basis.
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The Daily's Verdict
This author is known for its high journalistic standards. The author strives to maintain neutrality and transparency in its reporting, and avoids conflicts of interest. The author has a reputation for accuracy and rarely gets contradicted on major discrepancies in its reporting.
Bias
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No current examples available.
Conflicts of Interest
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No current examples available.
Contradictions
95%
Examples:
- Some managers have started warning employees to prepare for daily commuting.
- The Financial Industry Regulatory Authority (Finra)'s (Finra) pandemic-era reprieve on in-person inspection requirements for branch offices expires on May 31.
Deceptions
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No current examples available.
Recent Articles
Finra's New Rules Prompt Wall Street Firms to Reconsider Remote Work Policies: Barclays, Citigroup, HSBC and Truist Financial Corp. Consider Full-Time Office Attendance
Broke On: Friday, 24 May 2024The Financial Industry Regulatory Authority (Finra) is implementing new rules for supervising work-from-home arrangements, effective June 1, 2024. These regulations require brokerages to list some home offices in regulatory records and establish inspection regimes for certain home offices. Some firms, including Barclays, Citigroup, HSBC, and Truist Financial Corp., are considering requiring staff to work in the office full-time due to these additional compliance hurdles.